Regulatory

MFDA begins sketching map to new SRO

The MFDA is working on an "implementation roadmap" for its vision for the future of self-regulation

By James Langton |February 2, 2021

2 min read

ESG ratings require rules, European regulators say

The lack of regulation gives rise to conflicts and investor confusion

By James Langton |January 29, 2021

2 min read

Global regulators set guidance on addressing investor complaints

Effective mechanisms would promote consumer confidence, IOSCO says

By James Langton |January 27, 2021

1 min read

Misleading news releases about pot sector draw regulator’s ire

Ex-CEO sanctioned for trading after issuing misleading press releases

By James Langton |January 22, 2021

2 min read