Regulatory

SEC charges Robinhood over order flow rates

The regulator found that poor trade pricing cost customers US$34.1 million despite lack of commissions

By James Langton |December 17, 2020

2 min read

Ontario exempting certain IPPs from pension legislation

The new rules will reduce the regulatory burden on plans

By Lea Koiv and William C. Kennedy |December 17, 2020

4 min read

OSC stays IIROC sanctions against suspended rep

Pending a review, the regulator said the risk of harm to the rep outweighs the risk to the public

By James Langton |December 16, 2020

2 min read

Banks, insurers land court approval to host virtual AGMs in 2021

The companies obtained a similar joint court order in March

By The Canadian Press |December 15, 2020

1 min read